Financial Services Regulatory Compliance

Financial organizations, particularly regional credit unions and banks, represent one of the most active areas of fraud, intrusion and information abuse. The federal Gramm-Leach-Bliley Act (GLBA) is designed to help financial institutions protect vital customer and financial data.  However, the regulation is complex and can place great demands on any organization to become compliant.

Anitian uses our exclusive Industry Security Maturity Profiles^TM (ISMP) to analyze and audit your environment for compliance with GLBA. These profiles combine established security standards such as FFIEC,  ISO17799, CobiT and ITIL with the GLBA regulation to provide a financial institutions a focused maturity profile.  Using this profile, our team can audit your security posture in comparison to other, similar financial organizations, thus providing an audit that is uniquely relevant to your organization.

Our typical Financial Services audit includes:

• Risk Analysis
  Review your organization's exposure to known threats.

• GAP Analysis
  Determine the existing state of your organization and security challenges.

• Policy and procedure review
  Review of all organization security policies and procedures for compliance with GLBA regulations.

• Security assessment
  Assess networks, systems and access for security weaknesses.

• Standards Adherence
  Analyze business against established standards using Anitian's exclusive Industry Security Maturity Profiles^TM.

• Compliance Analysis
  Review organization for compliance with relevant regulations.

• Payment Systems Analysis
  Anitian uses special analysis for ecommerce, Fedline and payment systems.

• Remediation Reporting
  Report results of audit and develop remediation measures. Anitian's reports include high-level executive reporting as well as detailed, technical reports.

• Implement Security Improvements
  Architect and implement necessary security improvements.

• Train & Educate Staff
  Educate staff on proper security practices and procedures.

• Certify compliance
  Assess the effectiveness of security measures and certify their proper use.

• Monitoring
  On-going monitoring and validation to ensure compliance.

The result is a comprehensive process to increase the security and efficiency of your organization. Anitian's has complete audits at dozens of financial organizations, both large and small. Our team also participates in numerous alliances and professional groups to keep up to date on the latest methods and strategies for GLBA compliance.

For additional information, please contact info@anitian.com.

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